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Tax Forms

You can view and print annual tax forms for the last five years on the Tax Forms page. Note that tax forms are not required or generated for US corporations. Tax forms available on this page include:

• Individuals, joint account holders and trusts in the United States will have access to 1099 forms, a Gain Loss Report and a Dividend Report.
• Canadian individuals, primary joint account holders and trusts will have access to Forms T3, T5, and T5008 as well as a Dividend Report. Quebec residents will also receive a Form RL-3.

Some Canadian accounts have two separate sets of 2013 tax forms that correspond to two separate accounts, one open account and one closed account. We only display the set of tax forms for one of those accounts on this page. To see the tax forms for your other account, use the Account Selector at the top of this page as follows:

1. Click the tab to open the Account Selector.
2. Click the Include Closed Accounts check box to see your closed account.
3. Click the account in the Account Selector. The tax forms for that account will now appear on the page.

If you do not see the Account Selector, then you only have one set of tax forms.

• Non-US and non-Canadian individuals, primary joint account holders and trusts will receive Forms 1042S as well as a Dividend Report.

Who can access the Tax Forms page?

You can access this page if you are a(n):

• Individual, Joint, Trust or IRA Account User
• Small Business Account User
• Friends and Family Group Master or Client User
• Advisor Master User Individual
• Advisor Master User Organization
• Advisor Client User Individual
• Advisor Client User Organization
• Proprietary Trading Group Master User
• Proprietary Trading Group Sub User
• Broker Master User (master account only)
• Broker Fully Disclosed Client User
• Broker Fully Disclosed Client User Organization
• Investment Manager Master User
• Fund

To view and print tax forms

1. Click Reports > Tax > Tax Forms.

If you have a multiple account structure such as an institution account or multiple linked accounts, use the Account Selector at the top of the page to select an account on which to report. To view tax forms for a closed account, select the Include Closed Accounts check box, and then select the closed account.

The Account Selector is closed once you select an account. To change the selected account, click the tab to open the Account Selector, and then click a different account.

2. For each tax form you want to view, select the year and display format (HTML/Web or MS Excel), then click View Form or View Report.

Here is an example of the Tax Forms page. The Tax Forms page for your account may have different forms available.

For more information

• Tax Reporting