| Fund | Symbol | Initial Investment Minimum1 |
Advisor Initial Minimum1 |
Investment Type |
Load Type |
Share Class |
Transaction Fee |
|---|---|---|---|---|---|---|---|
| NEW CAPITAL JAPAN EQUITY "I" (USDHDG) ACC | 00BF4J0P2 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL JAPAN EQUITY "O" (USDHDG) ACC | 00BF4J0N0 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL JAPAN EQUITY "O" (EURHDG) ACC | 00BF4J0S5 | USD 1,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL JAPAN EQUITY "O" (CHFHDG) ACC | 00BF4J1B5 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US FUTURE LEADERS "O" (USD) ACC | 00BF2SJ54 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US FUTURE LEADERS "O" (EURHDG) ACC | 00BF2SJC1 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US FUTURE LEADERS "O" (CHFHDG) ACC | 00BF2SJF4 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US FUTURE LEADERS (GBP) ACC | 00BF2SJB0 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL US FUTURE LEADERS "I" (USD) ACC | 00BF2SJ65 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US FUTURE LEADERS "SD" (USD) ACC | 00BF2SJ76 | USD 1,000,000 | USD 30,000,000 | Stock | N/A | SD | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (SGDHDG) INC | 00B4X3Y34 | USD 13,250 | USD 13,250 | Bond | N/A | O | No |
| NEW CAPITAL JAPAN EQUITY "I" (JPY) ACC | 00BF4J0K7 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL JAPAN EQUITY "I" (EURHDG) ACC | 00BF4J0T6 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL JAPAN EQUITY "I" (CHFHDG) ACC | 00BF4J0V8 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL JAPAN EQUITY "O" (JPY) ACC | 00BF4J193 | USD 1,000,000 | USD 1,000,000 | Stock | N/A | O | No |
| NEW CAPITAL CHINA EQUITY (GBPHDG) INC | 00BDGNWP2 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL EURO VALUE CREDIT "I" (CHFHDG) ACC | 00BF2B351 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL CHINA EQUITY "O" (HKDHDG) ACC | 00B84P7T4 | USD 100,000 | USD 100,000 | Stock | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (SGDHDG) INC | 00B4NVFJ1 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "O" (USDHDG) INC | 00BD6P775 | USD 10,000 | USD 10,000 | Balanced | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY CONVICTION (GBPHDG) ACC | 00BWGC5T7 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "O" (EURHDG) ACC | 00BWGC5V9 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "O" (CHFHDG)ACC | 00BTJRLZ6 | USD 10,000 | USD 10,000 | Balanced | N/A | O | No |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "O" (EURHDG)ACC | 00BTJRLX4 | USD 10,000 | USD 10,000 | Balanced | N/A | O | No |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND (GBPHDG) ACC | 00BTJRLV2 | USD 10,000 | USD 10,000 | Balanced | N/A | SIN | Yes |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "O" (USD) ACC | 00BTJRKF9 | USD 10,000 | USD 10,000 | Balanced | N/A | O | No |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "A" (USD) ACC | 00BL0KXP2 | USD 1,000 | USD 1,000 | Bond | N/A | A | No |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "I" (USD)ACC | 00BTJRKG0 | USD 3,000 | USD 3,000 | Balanced | N/A | I | Yes |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND (GBPHDG)INC | 00BTJRLW3 | USD 10,000 | USD 10,000 | Balanced | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "I" (USD) ACC | 00BWGC5R5 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "O" (USD) ACC | 00BWGC5Q4 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL ALL WEATHER (GBPHDG) ACC | 00BD6P7P3 | USD 10,000 | USD 10,000 | Alternatives | N/A | SIN | Yes |
| NEW CAPITAL ALL WEATHER "I" (CHFHDG) ACC | 00BD6P7W0 | USD 3,000 | USD 3,000 | Alternatives | N/A | I | Yes |
| NEW CAPITAL ALL WEATHER "O" (EUR) INC | 00BD6P7R5 | USD 10,000 | USD 10,000 | N/A | N/A | O | No |
| NEW CAPITAL ALL WEATHER "O" (USDHDG) ACC | 00BD6P7K8 | USD 10,000 | USD 10,000 | Alternatives | N/A | O | No |
| NEW CAPITAL CHINA EQUITY "I" (EURHDG) ACC | 00BDGNWM9 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "O" (CHFHDG) INC | 00BWSW506 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "I" (CHFHDG) ACC | 00BWSW517 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "O" (EURHDG) ACC | 00BD6P7C0 | USD 10,000 | USD 1,000 | Balanced | N/A | O | No |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "I" (EURHDG) ACC | 00BD6P7D1 | USD 3,000 | USD 3,000 | Balanced | N/A | I | Yes |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "I" (USDHDG) ACC | 00BD6P786 | USD 3,000 | USD 3,000 | Balanced | N/A | I | Yes |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "I" (USDHDG) INC | 00BD6P797 | USD 3,000 | USD 3,000 | Balanced | N/A | I | Yes |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "O" (CHFHDG) ACC | 00BD6P7G4 | USD 10,000 | USD 10,000 | Balanced | N/A | O | No |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "I" (CHFHDG) ACC | 00BD6P7H5 | USD 3,000 | USD 3,000 | Balanced | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "I" (EURHDG) ACC | 00BWGC5W0 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "I" (CHFHDG) ACC | 00BDGNW74 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (USD) INC | 00BTJRM75 | USD 5,000 | USD 5,000 | Bond | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (EURHDG) INC | 00BTJRM64 | USD 5,000 | USD 5,000 | Bond | N/A | O | No |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "I" (EURHDG) ACC | 00BTJRLY5 | USD 3,000 | USD 3,000 | Balanced | N/A | I | Yes |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "I" (CHFHDG) ACC | 00BTJRM08 | USD 3,000 | USD 3,000 | Balanced | N/A | I | Yes |
| NEW CAPITAL SWISS SELECT EQUITY "O" (EURHDG) ACC | 00BJFL7W1 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US SMALL CAP GROWTH "O" (USDHEDGED) ACC | 00BJFL7R6 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL SWISS SELECT EQUITY "I" (EURHDG) ACC | 00BJFL7X2 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL SWISS SELECT EQUITY "I" (USDHDG) ACC | 00BJFL7S7 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US GROWTH "I" (EURHDG) ACC | 00BDGNWG3 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US SMALL CAP GROWTH "O" (EURHDG) ACC | 00BYX8VR2 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "O" (USDHDG) INC | 00B52Q4X1 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "I" (USDHDG) ACC | 00BWSW4X2 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY (GBPHDG) ACC | 00BWSW4Y3 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "I" (EUR) ACC | 00BWSW4Z4 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (NOKHDG) INC | 00B5VFLK5 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL US SMALL CAP GROWTH "O" (USDHDG) ACC | 00BYX8VL6 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US SMALL CAP GROWTH "O" (CHFHDG) ACC | 00BYX8VV6 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US SMALL CAP GROWTH "I" (EURHDG) ACC | 00BYX8VS3 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US SMALL CAP GROWTH "I" (CHFHDG) ACC | 00BYX8VW7 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL EURO VALUE CREDIT "I" (USDHDG) ACC | 00BF2B362 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL EURO VALUE CREDIT "I" (EUR) ACC | 00BF2B2Y3 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "O" (USDHDG) ACC | 00BD6P753 | USD 10,000 | USD 10,000 | Balanced | N/A | O | No |
| NEW CAPITAL EURO VALUE CREDIT "O" (EUR) ACC | 00BF2B2W1 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL EURO VALUE CREDIT "O" (EUR) INC | 00BF2B2X2 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL EURO VALUE CREDIT "O" (CHFHDG) ACC | 00BF2B340 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL CHINA EQUITY "O" (EURHDG) ACC | 00B8BNR91 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL CHINA EQUITY (GBPHDG) ACC | 00B4M8JG8 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | No |
| NEW CAPITAL CHINA EQUITY "I" (USD) ACC | 00B8BP6F6 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL CHINA EQUITY "O" (USD) ACC | 00B7TWVK2 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL CHINA EQUITY "O" (USDHDG) ACC | 00B8C3BZ4 | USD 70,000 | USD 70,000 | Stock | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "O" (EUR) IN C | 00B4KNLX6 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY (GBPHDG) INC | 00B5305J5 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "O" (USDHDG) ACC | 00BG6MV53 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL SWISS SELECT EQUITY "I" (CHF) ACC | 00BJFL7Z4 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL SWISS SELECT EQUITY "O" (CHF) ACC | 00BJFL7Y3 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (CHFHDG) ACC | 00B3LZ4T1 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "I" (EURHDG) ACC | 00BD61007 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (EURHDG) ACC | 003311657 | USD 5,000 | USD 5,000 | Bond | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (GBPHDG) ACC | 003311668 | USD 3,000 | USD 3,000 | Bond | N/A | O | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "I" (USD) ACC | 00B73XVR8 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (USD) ACC | 003311646 | USD 5,000 | USD 5,000 | Bond | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (USDHDG) ACC | 00B653FK0 | USD 70,000 | USD 70,000 | Bond | N/A | O | No |
| NEW CAPITAL US GROWTH "O" (CHFHDG) ACC | 00B67QFN0 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US GROWTH "O" (EURHDG) ACC | 00B3M4GP7 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US GROWTH "I" (USD) ACC | 00B55BL21 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US GROWTH "O" (USD) ACC | 00B3PHBL4 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (CHFHDG) INC | 00B3LNJP6 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (CHFHDG) IN C | 00B4NJWB6 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (EURHDG) ACC | 00B9KL146 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (EURHDG) ACC | 00B9C7ZM8 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (EURHDG) INC | 00B6VW8H9 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (GBPHDG) INC | 00B40Z9H2 | USD 10,000 | USD 10,000 | Bond | N/A | O | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (USD) ACC | 00B87MFH6 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (USD) ACC | 00B8HR5X7 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (CNYHDG) INC | 00B3Q2527 | USD 70,000 | USD 70,000 | Bond | N/A | O | No |
| NEW CAPITAL US SMALL CAP GROWTH "I" (USD) ACC | 00BYX8VM7 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "O" (USD) ACC | 00BK9WPZ6 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "S" (GBPHDG) INC | 00BYYNG15 | USD 16,000,000 | USD 16,000,000 | Bond | N/A | S | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (GBPHDG) ACC | 00BYYNG26 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "S" (USD) INC | 00BYYNG37 | USD 20,000,000 | USD 20,000,000 | Bond | N/A | S | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "S" (USD) ACC | 00BYYNG48 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "S" (EURHDG) INC | 00BYYNG59 | USD 20,000,000 | USD 20,000,000 | Bond | N/A | S | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "S" (EURHDG) ACC | 00BYYNG60 | USD 20,000,000 | USD 20,000,000 | Bond | N/A | S | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "O" (EURHDG) ACC | 00BK9WPM3 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "O" (CHFHDG) ACC | 00BL0KXV8 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL US FUTURE LEADERS (GBPHDG) ACC | 00BF2SJ98 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL US SMALL CAP GROWTH (GBP) ACC | 00BYX8VY9 | USD 1,000,000 | USD 1,000,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL US GROWTH "O" (HKDHDG) ACC | 00BDGSPV4 | USD 50,000 | USD 50,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (CADHDG) ACC | 00B617PT5 | USD 5,000 | USD 5,000 | Bond | N/A | O | No |
| NEW CAPITAL CHINA EQUITY "O" (SGDHDG) ACC | 00B7YC5D8 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL ALL WEATHER "I" (USDHDG) ACC | 00BD6P7L9 | USD 3,000 | USD 3,000 | Alternatives | N/A | I | Yes |
| NEW CAPITAL ALL WEATHER "I" (EUR) ACC | 00BD6P7S6 | USD 3,000 | USD 3,000 | Alternatives | N/A | I | Yes |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "O" (SGDHDG) ACC | 00BTJRM31 | USD 10,000 | USD 10,000 | Balanced | N/A | O | No |
| NEW CAPITAL ASIA FUTURE LEADERS "I" (USD) ACC | 00BGSXT61 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL ASIA FUTURE LEADERS "O" (USD) ACC | 00BGSXT50 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL ALL WEATHER "O" (CHFHDG) ACC | 00BD6P7V9 | USD 10,000 | USD 10,000 | N/A | N/A | O | No |
| NEW CAPITAL ASIA FUTURE LEADERS "O" (CHFHDG) ACC | 00BGDW457 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL ASIA FUTURE LEADERS "O" (EURHDG) ACC | 00BGDW048 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "O" (CHFHDG ) ACC | 00BWGC5X1 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (GBPHDG) INC | 00B3LM8Q7 | USD 5,000 | USD 5,000 | Bond | N/A | O | Yes |
| NEW CAPITAL ASIA FUTURE LEADERS "SD" (USD) ACC | 00BGSXT72 | USD 1,000,000 | USD 1,000,000 | Stock | N/A | SD | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (USD) INC | 00B410WP5 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (EURHDG) INC | 00B41M165 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (GBPHDG) INC | 00B41M1D2 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (USD/CNH)HDG INC | 00B4Z3238 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (USD) INC | 00B6VQXN2 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "N" (USD) ACC | 00BKDK1L4 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL ASIA FUTURE LEADERS (GBPHDG) ACC | 00BGDW026 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL EUROPE FUTURE LEADERS "I" (EUR) ACC | 00BK5H0Q1 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL EUROPE FUTURE LEADERS "O" (EUR) ACC | 00BK5H0R2 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL EUROPE FUTURE LEADERS "SD" (EUR) ACC | 00BK5H0P0 | USD 30,000,000 | USD 30,000,000 | Stock | N/A | SD | Yes |
| NEW CAPITAL EUROPE FUTURE LEADERS "A" (USDHDG) ACC | 00BK5H124 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL EUROPE FUTURE LEADERS "N" (USDHDG) ACC | 00BK5H135 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL DYNAMIC UK EQUITY FUND "A" (USDHDG) ACC | 00BJYJDX9 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "A" (USD) ACC | 00BJYJDL7 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "N" (USD) ACC | 00BJYJDM8 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "A" (USD) ACC | 00BJYJDN9 | USD 1,000 | USD 1,000 | Bond | N/A | A | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "A" (USD) INC | 00BJYJDP1 | USD 1,000 | USD 1,000 | Bond | N/A | A | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "N" (USD) ACC | 00BJYJDQ2 | USD 1,000 | USD 1,000 | Bond | N/A | N | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "N" (USD) INC | 00BJYJDR3 | USD 1,000 | USD 1,000 | Bond | N/A | N | No |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "A" (USD) ACC | 00BJYJDY0 | USD 1,000 | USD 1,000 | Balanced | N/A | A | No |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "N" (USD) ACC | 00BJYJDZ1 | USD 1,000 | USD 1,000 | Balanced | N/A | N | No |
| NEW CAPITAL US FUTURE LEADERS "A" (USD) ACC | 00BJYJF00 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL US FUTURE LEADERS "N" (USD) ACC | 00BJYJF11 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL US GROWTH "A" (USD) ACC | 00BJYJF22 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL US GROWTH "N" (USD) ACC | 00BJYJFD3 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL US SMALL CAP GROWTH "A" (USD) ACC | 00BJYJDS4 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL US SMALL CAP GROWTH "N" (USD) ACC | 00BJYJDT5 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL WEALTHY NATIONS BOND "A" (USD) ACC | 00BJYJF33 | USD 1,000 | USD 1,000 | Bond | N/A | A | No |
| NEW CAPITAL WEALTHY NATIONS BOND "A" (USD) INC | 00BJYJF44 | USD 1,000 | USD 1,000 | Bond | N/A | A | No |
| NEW CAPITAL WEALTHY NATIONS BOND "N" (USD) ACC | 00BJYJF55 | USD 1,000 | USD 1,000 | Bond | N/A | N | No |
| NEW CAPITAL WEALTHY NATIONS BOND "N" (USD) INC | I440622709 | USD 1,000 | USD 1,000 | Bond | N/A | N | No |
| NEW CAPITAL ASIA FUTURE LEADERS "I" (CHFHDG) ACC | 00BGDWFC1 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL ASIA FUTURE LEADERS "I" (EURHDG) ACC | 00BGDW3X8 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (USD) INC A | 00BKDK1M5 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL EUROPE FUTURE LEADERS "O" (EUR) INC | 00BK5H0T4 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL EUROPE FUTURE LEADERS "O" (USD) ACC | 00BK5H0Z0 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL ASIA FUTURE LEADERS "A" (USD) ACC | I440623559 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL ASIA FUTURE LEADERS "N" (USD) ACC | 00BJYJDW8 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "A" (USDHDG) ACC | 00BJYJDJ5 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "N" (USDHDG) ACC | 00BJYJDK6 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "A" (USD) ACC | 00BKDK1K3 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (HKDHDG) INC | 00BDGSPT2 | USD 50,000 | USD 50,000 | Bond | N/A | O | No |
| NEW CAPITAL SWISS SELECT EQUITY (GBP) ACC | 00BJFL7V0 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL SWISS SELECT EQUITY "I" (CHF) INC | 00BJQTJ40 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US GROWTH "O" (GBPHDG) ACC | 00B3M6FR8 | USD 10,000 | USD 10,000 | Stock | N/A | O | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "I" (EURHDG) ACC | 00BK9WPL2 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (USD) INC | 00BLRPQR3 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "I" (USD) INC | 00BLRPQS4 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME "I" (USD) ACC | 00BLRPQT5 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (USD) ACC | 00BLRPQV7 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (EURHDG) INC | 00BLRPR14 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "I" (EURHDG) ACC | 00BLRPR25 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME (GBPHDG) INC | 00BLRPR47 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME (GBPHDG) ACC | 00BLRPR58 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "I" (USD) ACC | 00BK9WPH8 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND (GBPHDG) ACC | 00BK9WQ08 | USD 10,000 | USD 10,000 | Bond | N/A | SIN | Yes |
| NEW CAPITAL DYNAMIC UK EQUITY (GBP) INC | 00BD6P6Y5 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL EURO VALUE CREDIT (GBPHDG) INC | 00BF2B373 | USD 10,000 | USD 10,000 | Bond | N/A | SIN | Yes |
| NEW CAPITAL DYNAMIC UK EQUITY (GBP) ACC | 00BD6P6Z6 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND (GBP) ACC | 00BD6P731 | USD 10,000 | USD 10,000 | Balanced | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL BALANCED (GBP) ACC | 00BGDWF76 | USD 10,000 | USD 10,000 | Balanced | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL BALANCED (GBP) INC | 00BGDWF87 | USD 10,000 | USD 10,000 | Balanced | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND (GBPHDG) INC | 00BL0KY04 | USD 10,000 | USD 10,000 | Bond | N/A | SIN | Yes |
| NEW CAPITAL EUROPE FUTURE LEADERS (GBP) INC | 00BK5H0X8 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL US VALUE "A" (USD) ACC | 00BN71XT6 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL US VALUE "I" (USD) ACC | 00BN71XW9 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US VALUE "N" (USD) ACC | 00BN71XX0 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL US VALUE "O" (USD) ACC | 00BN71XY1 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "D" (EURHDG) ACC | 00BLRPR36 | USD 1,000 | USD 1,000 | Stock | N/A | D | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (CHF) INC | 00BLRPR70 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (USD) INC A | 00BMTWKR7 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (EUR) ACC | 00BMTWKS8 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (CHF) ACC | 00BMTWKV1 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US VALUE "O" (CHFHDG) ACC | 00BN71Y37 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "I" (USD) ACC | 00BKY80H6 | USD 5,000,000 | USD 5,000,000 | Stock | N/A | I | Yes |
| NEW CAPITAL HEALTHCARE DISRUPTORS "O" (USD) ACC | 00BKY80K9 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "A" (USD) ACC | 00BKY80L0 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "N" (USD) ACC | 00BKY80M1 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "O" (CHFHDG) ACC | 00BKY80S7 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "O" (EURHDG) ACC | 00BKY80W1 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "I" (EURHDG) ACC | 00BKY80T8 | USD 5,000,000 | USD 5,000,000 | Stock | N/A | I | Yes |
| NEW CAPITAL JAPAN EQUITY "I" (USD) ACC | 00BNDM2V8 | USD 1,000,000 | USD 1,000,000 | Stock | N/A | I | Yes |
| NEW CAPITAL SUSTAINABLE WORLD HIGH YIELD BOND "O" (USD) INC A | 000KHMKDC | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL SUSTAINABLE WORLD HIGH YIELD BOND "O" (EURHDG) ACC | 000NZG9CM | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL SUSTAINABLE WORLD HIGH YIELD BOND "O" (EURHDG) INC | 000OTV7A4 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL SUSTAINABLE WORLD HIGH YIELD BOND "O" (USD) INC | 000TBGLB5 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL SUSTAINABLE WORLD HIGH YIELD BOND "O" (USD) ACC | 0001LM02G | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "I" (USD) ACC | I601478657 | USD 1,000,000 | USD 0 | Balanced | N/A | I | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "A" (USD) INC | I601478660 | USD 1,000 | USD 0 | Balanced | N/A | A | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "A" (USD) ACC | I601478667 | USD 1,000 | USD 0 | Balanced | N/A | A | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "I" (USD) INC | I601478670 | USD 1,000,000 | USD 0 | Balanced | N/A | I | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "N" (USD) ACC | I601478672 | USD 1,000 | USD 0 | Balanced | N/A | N | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "N" (USD) INC | I601478677 | USD 1,000 | USD 0 | Balanced | N/A | N | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "I" INC (USD) | G6440R652 | USD 1,000,000 | USD 0 | N/A | N/A | I | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "A" INC (USD) | G6440R793 | USD 1,000 | USD 0 | N/A | N/A | A | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "N" INC (USD) | G6440R744 | USD 1,000 | USD 0 | N/A | N/A | N | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "I" ACC (USD) | G6440R645 | USD 1,000,000 | USD 0 | N/A | N/A | I | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "A" INC (USD) | G6440R710 | USD 1,000 | USD 0 | N/A | N/A | A | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "N" INC (USD) | G6440R751 | USD 1,000 | USD 0 | N/A | N/A | N | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2027 "A" (USD) INC | I653375268 | USD 1,000 | USD 0 | Balanced | N/A | A | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2027 "N" (USD) ACC | I658810316 | USD 1,000 | USD 0 | Balanced | N/A | N | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2027 "I" (USD) INC | I658810322 | USD 1,000,000 | USD 0 | Balanced | N/A | I | Yes |
Notes: